ABA Risk and Compliance
 
 
 
 
October 28, 2022
Features
If you trust your team members to take your CRA program to the next level, chances are you’ll get there.
Grandparent scams are a particularly pernicious fraud, one that preys on seniors’ love, care and concern for their family members. How can banks recognize these scams and work with law enforcement to protect clients?
SYSTRAN
U.S. consumers support cannabis banking, value overdraft protection and believe financial technology companies and credit unions should be held to the same standards as banks, according to a new survey commissioned by ABA.
1071: What Does the Final Rule Mean for Small Business Lenders
Ncontracts®
The CFPB has released the final rule implementing Section 1071 of the Dodd-Frank Act. Ncontracts regulatory compliance experts have gone through all 800+ pages. Whether you're a commercial lender, compliance professional, or member of the C-suite, this webinar on Thursday, April 20, 2023 at 1pm CST will help you understand what the Section 1071 final rule means for your team and how to move forward with confidence. 
Register Now
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Risk and Compliance News
A federal judge recently moved to vacate CFPB regulations that expanded the number of small-volume lenders deemed exempt from Home Mortgage Disclosure Act reporting requirements.
The Securities and Exchange Commission has adopted rules requiring public companies to recover incentive-based executive compensation if that pay was awarded in error because of an inaccurate financial statement.
Fenergo
Winnow Solutions, LLC
The Consumer Financial Protection Bureau issued guidance on certain overdraft and depositor bank fees that the agency alleged "are likely unfair and unlawful." The guidance was released as part of a larger announcement by the Biden administration that it was directing agencies to take action against "junk fees" and "surprise billing" across a number of industries.
The Securities and Exchange Commission has proposed new rules to prohibit registered investment advisers from outsourcing certain services and functions without conducting due diligence and monitoring of the service providers.
Crisis Response Management: Decoded
Experian Partner Solutions®
In an age of infinite information where a company’s reputation can be destroyed in as little as 140 characters, it may seem difficult to bounce back from a crisis, but it is possible. Businesses that are prepared for natural disasters or other incidents can protect themselves from serious financial losses, and keep their reputation and customer loyalty intact, if they have the right tools.
Download this e-book to explore
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Training

October 31 - November 16
Virtual School: Compliance School – Foundational

October 31 - January 6
Facilitated Training: Managing Interest Rate Risk

November 2
Webinar: Avoiding Fair Lending and UDAAP Risks in Digital Marketing

November 9
Webinar: The Evolution of Economic Sanctions

November 14
Webinar: Growing Significance of Digital Identities in U.S. Financial Services

December 5 - 7
Conference: ABA/ABA Financial Crimes Enforcement Conference
National Harbor, MD (D.C. Metro Area)

December 15
Webinar: Top Risks for Banks in 2023